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Late trading
Results: 581

#	Item
381	Microsoft Word - columns_13_Feb23_10.doc Add to Reading List Source URL: www.peri.umass.edu Language: English - Date: 2011-11-21 16:44:04 Primary dealers Financial markets Investment banks Subprime mortgage crisis Investment banking Goldman Sachs Proprietary trading Volcker Rule Late-2000s financial crisis Financial economics Investment Finance
382	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-04-09 16:22:18 Funds United States Securities and Exchange Commission Chicago Stock Exchange Securities Exchange Act Extended hours trading Late trading New York Stock Exchange Order Regulation NMS Financial economics Investment Stock market
383	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-09-29 13:25:47 Economics United States Securities and Exchange Commission Flash Crash Late-2000s financial crisis New York Stock Exchange Trading halt Securities Exchange Act Dow Jones Industrial Average Stock trader Financial economics Investment Stock market
384	[removed]12_Form_PF_Letter Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-04-13 09:34:59 Late-2000s financial crisis Stock market crashes 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Presidency of Barack Obama Systemic risk Hedge fund Commodity Futures Trading Commission U.S. Securities and Exchange Commission Economics Financial economics Finance
385	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-09-29 16:56:05 Economics United States Securities and Exchange Commission Flash Crash Late-2000s financial crisis New York Stock Exchange Dow Jones Industrial Average Chicago Board Options Exchange Trading halt Securities Exchange Act Financial economics Stock market Investment
386	Microsoft Word[removed]SDMA Letter re trade integrity_Final.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-06-09 10:51:12 Commodity Futures Trading Commission Late-2000s financial crisis Systemic risk Securities Futures contract Dodd–Frank Wall Street Reform and Consumer Protection Act Derivative Futures exchange Settlement Financial economics Finance Financial system
387	106TH CONGRESS " HOUSE OF REPRESENTATIVES 2d Session ! Add to Reading List Source URL: democrats.financialservices.house.gov Language: English - Date: 2007-02-13 23:00:00 Late-2000s financial crisis Futures contract Commodity Futures Trading Commission United States federal banking legislation
388	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Comments on Proposed Rule: Reporting by Investment Advisers to Private Funds and Certain Commodity Pool Operators and Commodity Trading Advisors on Form PF Release No. IA- Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-04-22 16:35:49 Investment Financial crises Financial markets Late-2000s financial crisis Hedge fund Dodd–Frank Wall Street Reform and Consumer Protection Act Financial adviser Private equity Systemic risk Financial economics Economics Finance
389	ALJ Order dated Jul. 30, 2007 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-07-22 17:00:20 Financial services Institutional investors Financial markets Hedge fund Mutual fund Late trading Algorithmic trading Securities Exchange Act Securities regulation in the United States Financial economics Investment Finance
390	Microsoft Word - WASHINGTON-#[removed]v1-DTCC_Letter_Re__User_Choice.DOC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-07-22 15:08:38 Late-2000s financial crisis Systemic risk Commodity Futures Trading Commission Derivative U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Gary Gensler Depository Trust & Clearing Corporation Securities Exchange Act Financial economics Financial system Finance

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